重庆市环境保护行政处罚程序规定
重庆市人民政府
第 72 号
《重庆市环境保护行政处罚程序规定》已经2000年2月27日市人民政府第54次常务会议审议通过，现予发布，自2000年3月1日起施行。
市 长
二ＯＯＯ年三月三日
重庆市环境保护行政处罚程序规定
第一章 总 则
第一条 为规范对违反环境保护法律法规的行为的查处，保障公民、法人和其他组织的合法权益，根据《中华人民共和国行政处罚法》及有关法律、法规的规定，制定本规定。
第二条 在本市行政区域内对违反环境保护法律、法规行为的查处，适用本规定。
第三条 查处违反环境保护法律法规的行为，必须依照环境保护法律法规及本规定进行。
没有法定依据或不依照本规定而实施的行政处罚无效。
第四条 查处违反环境保护法律法规的案件，实行集体研究、查处分离的原则。
第五条 各级人民政府环境保护行政主管部门对查处违反环境保护法律法规的案件实施统一监督管理。法律、法规授权的其他部门以及具有相关职能的有关单位，应根据各自的职责，查处或协同查处违反环境保护法律法规的有关案件。
第六条 一切单位和个人对违反环境保护法律法规的行为，都有检举、控告和如实作证的权利、义务。
被调查人必须如实提供与违法行为有关的事实、情节和污染危害后果的证据材料。
第二章 管 辖
第七条 区县（自治县、市）环境保护行政主管部门管辖本行政区域内的违反环境保护法律法规的案件；协助上级环境保护行政主管部门查处有关案件。
第八条 市环境保护行政主管部门管辖违反环境保护法律法规的下列案件：
（一）在本市行政区域内有重大社会影响或有严重危害后果的案件；
（二）跨省市或市内跨区县（自治县、市）的案件；
（三）上级指定查处的案件。
万州、黔江开发区环境保护行政主管部门参照前款规定，管辖本行政区域内的案件。
第九条 各级人民政府有关部门按有关法律、法规规定分别管辖下列环境违法与环境污染事故案件。
（一）航政监督部门管辖船舶等流动污染源发生的案件；
（二）渔政监督管理机构按有关法律规定，管辖渔业污染事故案件；
（三）卫生防疫部门管辖生活饮用水源水质污染案件；
（四）公安部门管辖社会生活与车辆噪声污染案件；
（五）经济综合主管部门管辖违反生产、销售、进口禁止生产、销售、进口设备规定的案件；
（六）海关管辖将中国境外的固体废物进境倾倒、堆放、处置或者未经国务院有关主管部门许可擅自进口固体废物作原料的违法案件；
（七）其他有关部门按照法律、法规的规定管辖其他案件。
第十条 将产生严重污染的设备转移给没有污染防治能力的单位使用的案件，由转移一方所在地的环境保护行政主管部门管辖。
公路、铁路运输过程中发生的环境污染案件，由最先发现或者接到举报的结果发生地或行为发生地的环境保护行政主管部门管辖。
第十一条 区县（自治县、市）环境保护行政主管部门对不属于自己管辖的案件，应移送有管辖权的部门管辖。受移送部门不得拒绝或再行移送。
区县（自治县、市）环境保护行政主管部门对案件管辖权有争议的，由争议双方协商解决。协商不成的，报市环境保护行政主管部门确定。
第十二条 违反环境保护法律法规的案件涉及其他部门管理职能的，报请同级人民政府责令有关部门共同查处。
对不属于违反环境保护法律法规的案件，报请同级人民政府责令有关部门查处。
第十三条 市环境保护行政主管部门有权查处区县（自治县、市）环境保护行政主管部门管辖的案件；也可以将自己管辖的案件交由区县（自治县、市）环境保护行政主管部门查处。
区县（自治县、市）环境保护行政主管部门对其管辖的案件，认为需由市环境保护行政主管部门查处的，可以报请市环境保护行政主管部门查处。
第三章 组 织
第十四条 各级环境保护行政主管部门设立环境违法案件调查处理委员会（以下简称调处委员会），负责对违反环境保护法律法规案件的事实审查和适用法律法规及处罚种类、幅度的审定。其日常工作由所属法制机构或监理机构承担。
第十五条 各级调处委员会设主任一人、副主任一至二人、委员若干人。主任由环境保护行政主管部门法定代表人担任，副主任和委员由法定代表人提名，经局务会通过任命并报上级环境保护行政主管部门备案。
调处委员会实行少数服从多数的议事原则。
第十六条 各级环境保护行政主管部门所属环境监测机构负责查处违反环境保护法律法规案件中的监测工作。当事人对监测结果提出质疑的，由作出监测结果的上一级环境监测机构负责仲裁。
凡涉及危害人体健康、造成农作物及农副产品污染和其他经济损失的案件，县级以上有关主管部门的专业机构应负责鉴定，其工作人员或专家可在必要时参加调查工作。
第十七条 调查人员按规定应当回避的，应申请回避。当事人认为调查人员按规定应当回避的，可要求其回避。
调查人员是否回避，由调处委员会主任决定。
第四章 调 查
第十八条 环境保护行政主管部门从发现违法行为、接到污染事故报告或群众举报之日起7日内，对违法行为进行初步审查，其中符合下列条件的，应按统一格式登记立案：
（一）有违反环境保护法律法规行为或污染危害后果的；
（二）依法应当给予行政处罚的；
（三）属于本部门管辖范围的。
事态严重或证据可能灭失的，应立即组织有关人员赴现场开展调查、抢救工作。
第十九条 经审查不予立案的，按下列方式处理：
（一）违法行为不构成处罚条件，但有群众投诉的，按环境信访案件处理；
（二）不属于管辖范围的，移交有管辖权的部门处理；
（三）不属于环境保护行政主管部门职责的，报同级人民政府责成有关部门处理。
第二十条 参加违反环境保护法律法规案件的调查不得少于两人，并应组成调查小组，指定小组负责人。调查人员进行调查时应向被调查人出示本人有效证件，表明身份。
第二十一条 调查中遇下列情况，应制作相应证据：
（一）污染危害现场存在的，应搜集证据、制作现场勘验笔录或视听资料；
（二）违法事实存在的，应制作调查询问笔录；
（三）排放污染物造成环境污染的，应进行监测并出具报告；
（四）污染造成人身伤害或经济损失的，应组织鉴定并量化直接经济损失。
对违法事实存在，被调查单位负责人或直接责任人不在，无法取得相应证据的，应向其发出违章通知书，被调查单位必须按照通知书要求接受调查。
第二十二条 现场勘验由调查人员约请受害人、被调查单位法定代表人或工作人员在现场进行。现场勘验笔录必须客观反映现场勘验情况，参加现场勘验的人员，应在勘验笔录上签字。有关当事人拒不到场或拒绝签字的，不影响勘验结果的法律效力。
调查询问由两名以上调查人员采用单个询问的方式进行。调查询问笔录应忠实于被调查人的陈述，并在笔录制作完毕后向被调查人宣读或交其阅读。被调查人应在笔录上签字，拒绝签字的，调查人员应注明情况。
第二十三条 在违反环境保护法律法规案件的查处中，有关部门法定监测机构按以下职责划分进行监测或鉴定：
（一）环境监测机构负责涉及环境质量及污染源排放情况和环境保护行政主管部门指定的环境违法与环境污染案件的监测或鉴定；
（二）渔政监督管理的监测机构负责渔业污染案件中鱼类死亡原因及其经济损失的鉴定；
（三）卫生防疫部门的监测机构负责饮用水源水质、食品污染和危及人体健康污染案件的监测或鉴定；
（四）农业部门的监测机构负责农作物污染案件的致害原因及其经济损失的鉴定。
第二十四条 承担监测、鉴定职责的机构必须具有法定资质。对案件涉及项目无法定监测、鉴定机构的，由负责查处该案的环境保护行政主管部门指定具有相应资质的机构承担。
第二十五条 监测、鉴定工作应按国家统一规范进行。无统一规范的，可按调查单位与监测、鉴定单位共同认定的其他常规方法进行。监测、鉴定后应按规定格式出具具有明确结论的监测、鉴定报告，监测、鉴定人员和其单位负责人应在报告上签名，并加盖单位公章。
监测、鉴定人员有权查阅调查材料、询问当事人或证人。
第二十六条 违反环境保护法律法规的重特大案件，必须编写调查报告。调查报告应包括被调查区域的环境质量状况、重点污染源生产工艺及污染物排放情况、事故产生原因及危害后果、当事人责任分析、处理意见及善后防范措施等。
第五章 处 理
第二十七条 调查结束后，调查人员应书面告知当事人拟被处罚的事实、理由、依据及依法享有的权利，并要求当事人在告知书上签字，当事人拒绝签字的，经调查人员请见证人证明或注明情况后，视其已履行告知程序。
第二十八条 环境保护行政主管部门拟对当事人给以责令停产、停业、吊销许可证及对公民个人处以1000元以上、对单位（含个体法人）处以30000元以上罚款的，在作出行政处罚决定之前，应告知当事人有要求听证的权利。当事人要求听证的，应按规定组织听证。
第二十九条 案件经过告知或听证后，一般案件提交由三名以上调处委员组成的调处小组审议，重大疑难案件由法定代表人提交调处委员会审议。审议内容包括：
（一）事实是否清楚；
（二）证据是否确凿、充分；
（三）查处程序是否合法；
（四）适用法律法规是否准确；
（五）处罚种类及幅度是否得当。
审议应当制作会议记录并由参加审议人员签名。
第三十条 根据审议结果，环境保护行政主管部门区别不同情况按下列方式处理：
（一）确应受到行政处罚的，作出行政处罚决定；
（二）对不构成违法或违法行为轻微，可以不予行政处罚的，不予行政处罚；
（三）主要事实不清，证据不足，程序不合法的，退回调查小组进行补充调查或重新调查；
（四）违法行为已构成犯罪的，移送司法机关追究刑事责任。
第三十一条 对应受到行政处罚的，实施处罚的机关应制作行政处罚决定书。行政处罚决定书应当编号，并载明下列内容：
（一）被处罚单位名称、地址、法定代表人；
（二）认定的违法事实和证据；
（三）行政处罚的种类和依据；
（四）行政处罚履行方式和期限；
（五）不服行政处罚决定，申请行政复议或提起行政诉讼的途径和期限；
（六）作出行政处罚决定的行政机关名称和作出决定的日期。
行政处罚决定书由环境保护行政主管部门法定代表人签发，并加盖行政机关印章。
第三十二条 对违法事实确凿并有法定依据，对法人或其他组织（含个体工商户）处以1000元以下罚款或警告的，可以当场作出处罚。
现场作出处罚决定时，应当搜集、制作说明违法事实客观存在的必要证据，告知当事人被处罚的违法事实和依据，并填写由市环境保护行政主管部门统一制定的、编有号码和盖有处罚单位公章的处罚决定书。处罚决定书经调查人员签名后，当场交付当事人。
当事人应在15日内到环境保护行政主管部门指定地点交款。逾期未交的，每日加处罚款金额3%的罚款。
对不当场收缴事后难以执行的，应当场收缴。当场收缴的罚款，应向被处罚人出据由市环境保护行政主管部门会同财政部门统一印制的罚款收据，并在收缴后2日内上交实施处罚的行政机关。
第三十三条 作出行政处罚的环境保护行政主管部门应在7日内按有关规定将处罚决定书送达被处罚人。送达时必须有送达回执，受送达人应在送达回执上签名或盖章。拒绝签字的，经送达人请见证人证明并在送达回执上注明后，即视为送达。
第三十四条 行政罚款应纳入同级环境保护行政主管部门排污费专用帐户，并按有关规定纳入国家或地方金库，作为环境保护专项资金。
第三十五条 当事人对行政处罚决定不服的，应在有关法律法规规定的时限内申请上级环境保护行政主管部门复议或向人民法院起诉。逾期不申请复议又不起诉的，由作出行政处罚决定的环境保护行政主管部门申请人民法院强制执行。
第三十六条 上级环境保护行政主管部门对下级作出的已经发生法律效力的决定，发现确有错误，有权撤销其处罚决定重新处理或责令下级撤销处罚决定重新处理。
第三十七条 有关案件的全部材料应按规定编目归档，做到一案一档。
第六章 法律责任
第三十八条 环境保护行政主管部门或法律法规授权的有关部门，有违反本规定的下列行为之一的，由上级行政主管部门责令改正；拒绝改正的，由同级监察部门予以行政处分或向有关部门提出予以行政处分的监察建议：
（一）没有法定的行政处罚依据的；
（二）违反法定的行政处罚程序的；
（三）擅自改变行政处罚种类、幅度的；
（四）违反有关法律规定，擅自委托其他组织行使处罚权限的。
第三十九条 环境保护行政主管部门或法律法规授权的有关部门违反本规定，截留、挪用、私分罚没收入的，由上级环境保护行政主管部门会同财政部门予以追缴，并对直接责任人员依法给予行政处分；情节严重，构成犯罪的，依法追究刑事责任。
环境保护行政执法人员利用职务上的便利，索取或收受他人财物，对当事人造成损失的，应当依法予以赔偿，对直接负责的主管人员和其他直接责任人员依法予以行政处分。
第四十条 环境保护执法人员玩忽职守，对应予制止或调查处理的违法行为，不予制止、处罚，致使公民、法人或其他组织合法环境权益遭受损害的，对直接责任的主管人员或直接责任人员依法给予行政处分；情节严重，涉嫌犯罪的，依法追究刑事责任。
第七章 附 则
第四十一条 为查明违反环境保护法律法规行为和环境污染事故而产生的调查费用，由责任者承担。调查费用包括监测费、鉴定费、试验费、证据收集费等。调查费用按实际开支收取。
未经环境保护行政主管部门许可或认可，一方当事人或监测鉴定单位擅自扩大调查范围、深度所发生的费用，以及由此而产生的车船费、差旅费等，由有关责任者自行负责。
第四十二条 本规定应用中的具体问题由重庆市环境保护行政主管部门负责解释。
第四十三条 本规定自2000年3月1日起施行，原重庆市人民政府1988年1月16日发布的《重庆市处理违反环境法规案件程序暂行规定》（重府行政规章[1988]2号）同时废止。
哈尔滨市城市建筑垃圾管理办法（附英文）
黑龙江省哈尔滨市人民政府
哈尔滨市人民政府令第223号
哈尔滨市城市建筑垃圾管理办法（附英文）
《哈尔滨市城市建筑垃圾管理办法》，已经2010年8月27日市人民政府第69次常务会议通过，现予发布，自2010年10月20日起施行
代市长：林铎
二〇一〇年九月十四日
哈尔滨市城市建筑垃圾管理办法
第一条 为加强城市建筑垃圾管理，保障城市市容和环境卫生整洁，根据国务院《城市市容和环境卫生管理条例》、《黑龙江省城市市容和环境卫生管理条例》、《哈尔滨市市容环境卫生管理条例》等有关规定，结合本市实际，制定本办法。
第二条 本办法适用于本市城市规划区内建筑垃圾的排放、运输、回填、消纳、利用等处置活动。
第三条 本办法所称建筑垃圾，是指新建、改建、扩建和拆除各类建筑物、构筑物、管网以及装修房屋过程中所产生的弃土、弃料及其它废弃物。
本办法所称建筑垃圾消纳，是指按照环境卫生、环境保护相关要求接收、容纳建筑垃圾的过程。
第四条 建筑垃圾管理坚持减量化、资源化、无害化处置和谁产生、谁承担处置责任的原则。
鼓励单位和个人优先采用建筑垃圾综合利用产品。
第五条 市城市市容环境卫生行政主管部门（以下简称市市容环卫部门）负责本市城市建筑垃圾的管理工作，并负责本办法的组织实施。
区城市市容环境卫生行政主管部门（以下简称区市容环卫部门）按照职责分工，负责本辖区内建筑垃圾的管理工作。
集中行使城市管理行政处罚权的行政执法部门（以下简称城管执法部门），负责实施本办法规定的行政处罚。
城乡建设、城乡规划、国土资源、环境保护、住房保障和房产管理、财政、价格、交通运输、公安、质量技术监督等行政主管部门及街道办事处应当按照各自的职责做好建筑垃圾管理的相关工作。
第六条 建筑垃圾的排放、运输和消纳按照国家和省有关规定实行核准制度；未经核准，不得擅自排放、运输和消纳。
产生建筑垃圾的建设或者拆迁单位，应当在工程开工前持建筑垃圾处置计划和《建设工程施工许可证》或者《建筑工程基础承诺书》，向市市容环卫部门提出建筑垃圾排放申请，经核准取得《建筑垃圾排放处置证》后，方可排放。
运输建筑垃圾的单位，应当持《车辆行驶证》、《道路运输证》、《运输车辆密闭合格证》，向市市容环卫部门提出建筑垃圾运输申请，经核准取得《建筑垃圾准运证》后，方可运输。《建筑垃圾准运证》实行一车一证。对个人不予核准《建筑垃圾准运证》。
消纳建筑垃圾的单位，应当持国土资源、城乡规划、环境保护行政主管部门批准文件，向市市容环卫部门提出申请，经核准取得《建筑垃圾消纳处置证》后，方可消纳。
市市容环卫部门接到申请后，应当在3个工作日内完成审查，核发建筑垃圾处置核准文件；不予核发的，应当告知原因。
第七条 任何单位和个人不得伪造、涂改、倒卖、出租、转借建筑垃圾处置核准证件。
第八条 城乡建设和拆迁行政主管部门应当在核发建设施工、拆迁许可文件的同时，将建设工程、拆迁工程排放建筑垃圾的有关信息转送市市容环卫部门和市城管执法部门。
实行承诺制的建设工程，应当将承诺单位排放建筑垃圾的有关信息转送市市容环卫部门和市城管执法部门。
市市容环卫部门应当将核准排放的建筑垃圾有关信息反馈给城乡建设、拆迁行政主管部门和市城管执法部门。
第九条 产生建筑垃圾的建设单位或者拆迁单位，应当监督施工单位按照本办法规定组织清运建筑垃圾。
第十条 施工单位应当将建筑垃圾交给经核准从事建筑垃圾运输的单位运输，并签订运输合同。运输合同应当向工程所在地的区市容环卫部门和市城管执法部门备案。
建筑垃圾运输单位不得将建筑垃圾再进行转包。
第十一条 施工单位应当及时清运建筑垃圾，保持工地和周边环境整洁。
第十二条 施工单位应当按照运输车辆的核定载质量装载建筑垃圾，不得超高、超量装载。
超高、超载、密闭不严的运输车辆不得驶出工地。
第十三条 施工单位应当对工地出入口进行硬铺装，配备相应的冲洗设施。
运输车辆驶出工地前，施工单位应当将运输车辆车厢外侧和轮胎清理、清洗干净。
第十四条 建筑垃圾排放按照国家有关规定，实行收费制度，具体收费标准由市价格行政主管部门核定。
产生建筑垃圾的单位，应当按照规定缴纳处置费。
第十五条 施工单位处置建筑垃圾情况，实行综合信用评价管理。属于建筑施工的，纳入建筑企业综合信用评价体系进行管理；属于拆除施工的，纳入房屋拆除信用评价进行管理。
市市容环卫部门和市城管执法部门应当将建筑施工单位处置建筑垃圾的情况提供给市建筑企业综合信用评价机构或者市房屋拆迁行政主管部门，按照规定程序记入企业信用档案。
第十六条 运输建筑垃圾的车辆应当按照《哈尔滨市自卸汽车密闭厢盖技术规范》的要求安装密闭装置，经具有资质的产品检验机构检验合格后，方可使用。
市市容环卫部门应当将经核准的车辆在市市容环卫部门信息网站、报纸等媒体上公布，方便社会使用，接受社会监督。
第十七条 运输建筑垃圾的单位应当在运输建筑垃圾前，持《建筑垃圾准运证》到市市容环卫部门领取《运输卡》，并随车携带备查。
《运输卡》由市市容环卫部门和市公安交通管理部门联合办理。
《运输卡》应当载明运输工地、运输路线、排放时间、消纳场地等内容。
第十八条 从事运输建筑垃圾的单位应当遵守下列规定：
（一）承运经核准排放的建筑垃圾。
（二）按照运输车辆核定载质量运输，封闭严密，不沿途撒落。
（三）随车携带《建筑垃圾准运证》、《建筑垃圾运输卡》，并放置在车辆风挡玻璃内侧，自觉接受监督检查。
（四）按照公安交通部门指定的运输路线和时间行驶。
（五）在指定的消纳场倾卸，服从场地管理人员指挥，并取得回执备查。
第十九条 设置建筑垃圾消纳场应当符合规划和市容环境卫生、环境保护、国土资源等有关管理规定，并按照规定办理相关审批手续。
市市容环卫部门应当将经核准的消纳场所在市市容环卫部门信息网站、报纸等媒体上公布。
第二十条 建筑垃圾消纳应当遵守下列规定：
（一）消纳场区四周应当设置不低于2米的实体围墙，并配备防污染的设施。
（二）配备专人管理，保持场地设施完好、卫生整洁。
（三）建立完善的消纳登记回执制度，及时登记并发放回执。
（四）不得受纳工业垃圾、生活垃圾和有毒有害的垃圾。
第二十一条 单位装修产生建筑垃圾的，应当向区市容环卫部门申报，按照区市容环卫部门指定的地点临时堆放、苫盖严密，并雇佣经核准的运输车辆及时清运。
个人装修产生建筑垃圾，实行物业管理的，应当提前向物业服务企业申报；未实行物业管理的，应当提前向街道办事处申报，并在物业服务企业或者街道办事处指定的地点临时堆放、苫盖严密，自行或者委托物业服务企业或者街道办事处雇佣经核准的运输车辆及时清运。
区市容环卫部门、街道办事处、物业服务企业指定的临时堆放地点不得影响城市交通。
第二十二条 施工产生的可利用黑土、黄土，应当单独排放、运输，送到市市容环卫部门指定的地点存放。
需要回填或者利用建筑垃圾的单位，应当持产生建筑垃圾单位的同意证明、需求量、雇佣车辆等有关资料，向市市容环卫部门申报，经市市容环卫部门核准后方可回填或者利用。市市容环卫部门应当将核准信息转送市城管执法部门。
回填或者利用建筑垃圾，应当建立接收登记制度，并设专人对接收建筑垃圾的情况进行登记管理。接收结束后，应当将接收登记的记录报市市容环卫部门和市城管执法部门备案。
第二十三条 市容环卫、城管行政执法、公安交通等行政主管部门，应当依据各自职责建立建筑垃圾管理工作责任制，落实监管责任，对建筑垃圾排放、运输和消纳等行为进行监督检查。
被检查单位和有关人员应当予以配合，接受检查，提供相关文件和证件。
第二十四条 产生建筑垃圾的建设或者拆迁单位违反本办法规定，未取得《建筑垃圾排放处置证》擅自排放建筑垃圾的，由市城管执法部门责令限期改正，给予警告，处以 5000元以上3万元以下罚款。
第二十五条 施工单位违反本办法规定，有下列情形之一的，由市城管执法部门按照下列规定进行处罚：
（一）未及时清运建筑垃圾造成环境污染的，责令限期改正，处以1000元以上5000元以下罚款。
（二）将建筑垃圾交给未经核准从事建筑垃圾运输单位或者个人运输的，责令限期改正，给予警告，处以1万元以上10万元以下罚款。
（三）未对工地出入口进行硬铺装的，责令改正，处以1000元以上5000元以下罚款。
（四）运输车辆驶出工地前，未将车辆车厢外侧和轮胎清理、清洗干净的，责令限期改正，每辆车处以500元以上1000元以下罚款；拒不接受处理，情节严重的，可以滞留车辆。
（五）未与建筑垃圾运输单位签订运输合同，或者未将运输合同报区市容环卫部门和市城管执法部门备案的，责令限期改正，处以1000元以上3000元以下罚款。
（六）未按照运输车辆的核定载质量装载建筑垃圾，超高、超量装载，或者让超高、超载、密闭不严的运输车辆驶出工地的，责令改正，处以5000元以上2万元以下罚款，情节严重拒不改正的，可以依法滞留装载机械。
第二十六条 运输建筑垃圾的单位违反本办法规定，有下列情形之一的，责令限期改正，由市城管执法部门按照下列规定进行处罚：
（一）未申办建筑垃圾准运证擅自运输建筑垃圾的，每车处以500元以上2000元以下罚款。
（二）将建筑垃圾进行转包的，处以1000元以上2000元以下罚款。
（三）未到市市容环卫部门领取建筑垃圾运输卡，并随车携带备查的，每车处以200元以上500元以下罚款。
（四）使用未安装密闭装置的车辆运输建筑垃圾或者运输车辆封闭不严的，每车处以500元以上1000元以下罚款，拒不接受处理，情节严重的，可以滞留车辆。
（五）承运未经核准排放建筑垃圾的，每车处以200元以上500元以下罚款。
（六）运输过程中沿途撒落建筑垃圾的，每车处以500元以上1000元以下罚款；拒不接受处理，情节严重的，可以滞留车辆。
（七）未随车携带《建筑垃圾准运证》、《运输卡》的，处以200元罚款。
（八）擅自倾倒建筑垃圾的，每车处以2000元以上5000元以下罚款，并可以滞留运输工具。
（九）运输车辆轮胎未清洗干净，污染道路的，每车处以500元以上1000元以下罚款，拒不接受处理，情节严重的，可以滞留车辆。
故意在城市道路上倾倒垃圾损毁路面的，由公安部门依据《中华人民共和国治安管理处罚法》进行处罚。
第二十七条 消纳建筑垃圾的单位违反本办法规定，有下列情形之一的，由市城管执法部门责令限期改正，按照下列规定进行处罚：
（一）未取得《建筑垃圾消纳处置证》擅自消纳建筑垃圾的，给予警告，处以 1万元以上10万元以下罚款。
（二）消纳场区四周未按照规定设置围墙，配备防污染设施的，处以5000元以上1万元以下罚款。
（三）未配备专人管理，保持场地设施完好、卫生整洁的，处以1000元以上2000元以下罚款。
（四）未建立完善的消纳登记回执制度，及时登记并发放回执的，处以500元以上1000元以下罚款。
（五）受纳工业垃圾、生活垃圾和有毒有害垃圾的，处以5000元以上1万元以下罚款。
违反本条前款规定情节严重的，市市容环卫部门可以收回《建筑垃圾消纳处置证》。
第二十八条 单位和个人违反本办法规定有下列情形之一的，由市城管执法部门按照下列规定进行处罚：
（一）个人从事运输建筑垃圾的，责令改正，每车处以500元以上2000元以下罚款。
（二）涂改、倒卖、出租、转借建筑垃圾处置核准文件的，责令改正，处以5000元以上2万元以下罚款。
（三）未在指定地点堆放装修产生的建筑垃圾，或者未及时委托物业服务企业、街道办事处代为清运建筑垃圾的，责令改正，逾期未改正的，处以100元以上500元以下罚款。
第二十九条 从事建筑垃圾运输的单位有超过运输车辆核定载质量装载、沿途洒落、随意乱卸建筑垃圾等行为，一年内经过两次行政处罚仍不改正的，除按照规定进行处罚外，三年内不予办理《建筑垃圾准运证》。
第三十条 侮辱、殴打行政执法人员或者阻挠其执行公务的，由公安机关按照《中华人民共和国治安管理处罚法》有关规定进行处理。
第三十一条 违反本办法其他规定的，由有关行政管理部门按照相关规定进行处罚。
第三十二条 市容环卫、城管行政执法、公安交通等行政主管部门及其工作人员应当依法履行职责，不得玩忽职守、滥用职权、徇私舞弊。
违反本条前款规定有下列情形之一的，由其所在单位或者上级机关视情节轻重给予问责或者行政处分；构成犯罪的，移送司法机关追究刑事责任：
（一）违反规定核准《建筑垃圾排放处置证》、《建筑垃圾准运证》、《建筑垃圾消纳处置证》的；
（二）未依法对未经核准擅自排放、运输、消纳建筑垃圾的违法行为进行查处的；
（三）未按照规定转送相关信息的；
（四）未按照规定对施工单位违法装载建筑垃圾行为进行查处的；
（五）其他未依法履行监管职责的情形。
第三十三条 本办法自2010年 10月20日起施行。市人民政府2006年8月9日发布的《哈尔滨市城市建筑垃圾管理办法》同时废止。
Measures of the Municipality of Harbin for
Administration of Urban Construction Garbage
(Promulgated by Decree No.223 of the People’s Government of the Municipality
of Harbin on September 14, 2010, and effective as of October 20, 2010 )
Article 1 These Measures are formulated in accordance with the Regulations on Administration of Urban City Appearance and Environmental Sanitation formulated by the State Council, the Regulations of Heilongjiang Province on Administration of Urban City Appearance and Environmental Sanitation and the Regulations of the Municipality of Harbin on Administration of City Appearance and Environmental Sanitation and other relevant regulations, by taking into account the particular circumstances of this Municipality, for the purposes of strengthening the administration of urban construction garbage and ensuring cleanness and tidiness of urban city appearance and environmental sanitation.
Article 2 These Measures shall be applicable to the disposal activities such as discharge, transport, backfill, storage for disposal, and utilization of construction garbage within the planned urban areas of this Municipality.
Article 3 The term “construction garbage” in these Measures refers to the discarded soil, materials, and other waste, which are produced in the process of constructing, reconstructing, extending, or demolishing various buildings, structures, or pipe networks, as well as in the process of housing upgrade.
The term “storage for disposal of construction garbage” in these Measures refers to the process of reception and acceptance of construction garbage according to the relevant requirements of environmental sanitation and environmental protection.
Article 4 The administration of construction garbage shall adhere to the principles of reducing the amount, turning into resources, and having the garbage innocuously treated and of whoever produces the garbage shall bear the responsibility of disposal.
All the units and individuals are encouraged to give priority to the use of comprehensive utilization products of construction garbage.
Article 5 The competent administrative department for urban city appearance and environmental sanitation of this Municipality (hereinafter referred to as the municipal department for city appearance and environmental sanitation) shall be responsible for the administration of urban construction garbage of this Municipality, and for organizing the implementation of these Measures.
The competent administrative department for urban city appearance and environmental sanitation of a district (hereinafter referred to as the district department for city appearance and environmental sanitation) shall, according to its division of duties, be responsible for the administration of construction garbage within its jurisdiction area.
The administrative department of law enforcement which exercises the power of administrative penalty for urban management in a centralized way（hereinafter referred to as the urban management law enforcement department）shall be responsible for the imposition of administrative penalty provided in these Measures.
The competent administrative departments for urban and rural construction, urban and rural planning, land and resources, environmental protection, housing guarantee and management, finance, pricing, communications and transportation, public security, quality inspection and technical supervision and so on, as well as sub-district offices shall, according to their respective functions and duties, bring success to the relevant administration work of construction garbage.
Article 6 The approval system shall be implemented in discharge, transport and storage for disposal of construction garbage according to the relevant regulations of the State and this Province. No construction garbage may be discharged, transported or consumed without approval.
The project owner or the demolition and relocation unit producing construction garbage may not be allowed to discharge such garbage until it, prior to the commencement of the project, has made an application to the municipal department for city appearance and environmental sanitation for discharging construction garbage and obtained the Construction Garbage Discharge License upon approval by holding the construction garbage disposal plan and the Construction Project Permit or the Basic Promises on Construction Project.
The unit transporting construction garbage may not be allowed to transport the garbage until it has made an application to the municipal department for city appearance and environmental sanitation for transporting construction garbage and has obtained the Permit for Transport of Construction Garbage upon approval by holding the Vehicle License, Road Transport License and the Sealing Certificate for Transport Vehicle. One Permit for Transport of Construction Garbage shall be given to one vehicle only. No individual may be approved to get the Permit for Transport of Construction Garbage.
The unit storing for disposal of construction garbage may not be allowed to store for disposal of such garbage until it has made an application to the municipal department for city appearance and environmental sanitation and obtained the Storage for Disposal of Construction Garbage License upon approval by holding the approval documents of the competent administrative departments for land and resources, urban and rural planning and environmental protection.
The municipal department for city appearance and environmental sanitation shall, within three working days after receiving the application, complete examination and issue the approval document of construction garbage disposal; in case no approval document is issued, the reason shall be notified.
Article 7 No unit or individual may forge, alter, buy in and sell, lease or borrow the approval certificates for disposal of construction garbage .
Article 8 The competent administrative departments for urban and rural construction and for demolition and relocation shall, at the same time of issuing the approval document of construction or demolition and relocation, transfer the information about discharge of construction garbage in a construction project or demolition and relocation project to the municipal department for city appearance and environmental sanitation and the municipal urban management law enforcement department.
For the construction project in which the promise system is exercised, the information about the discharge of construction garbage by the promising unit shall be transferred to the municipal department for city appearance and environmental sanitation and the municipal urban management law enforcement department.
The municipal department for city appearance and environmental sanitation shall feed back the information about the construction garbage approved to be discharged to the competent administrative departments for urban and rural construction and for demolition and relocation and the municipal urban management law enforcement department.
Article 9 The project owner or the demolition and relocation unit producing construction garbage shall supervise the construction unit to organize clear and transport away the construction garbage as provided in these Measures.
Article 10 The construction unit shall deliver the construction garbage for transport to the unit approved to engage in transport of construction garbage and enter into a transport contract with the latter. The transport contract shall be submitted for record to the district department for city appearance and environmental sanitation and the municipal urban management law enforcement department of the place where the project is located.
The unit transporting construction garbage may not subcontract the transport of construction garbage.
Article 11 The construction unit shall clear and transport away construction garbage without delay so as to keep the building site and surrounding environment tidy and clean.
Article 12 The construction unit shall load construction garbage according to the approved loading weight of the vehicles transporting such garbage, and shall not load them over the approved height and weight.
The transport vehicle which loads construction garbage over the approved height and weight, or which is not tightly sealed may not run away from the building site.
Article 13 The construction unit shall stiffen the surfaces of entrances and exits of the construction site and equip with appropriate washing facilities.
Before the transport vehicle leaves from the construction site, the construction unit shall clean up the outer sides of carriage and tires of the vehicle.
Article 14 The charge system shall be exercised for discharge of construction garbage according to the relevant regulations of the State, and the specific charge standard shall be ratified by the municipal competent administrative department for pricing.
The unit which produces construction garbage shall pay disposal fee according to the provisions.
Article 15 The disposal of construction garbage by a construction unit shall be subject to the comprehensive credit evaluation management. In case of building construction, it shall be incorporated for management into the evaluation system of comprehensive credit of construction enterprises; in case of demolition operation, it shall be incorporated for management into the evaluation system of housing demolition credit.
The municipal department for city appearance and environmental sanitation and the municipal urban management law enforcement department shall provide the municipal agency for evaluation of comprehensive credit of construction enterprises or the municipal competent administrative department for housing demolition and relocation with the information about disposal of construction garbage by construction units, and record such information in the enterprise credit archive according to the prescribed procedure.
Article 16 Vehicles for transport of construction garbage shall be installed with seal devices in accordance with the Technical Specifications of Harbin Municipality for Hermetic Cargo Body Cover of Dump Trucks, and may not be put into use until they have passed the inspection conducted by the qualified product inspection institution.
The municipal department for city appearance and environmental sanitation shall make the vehicles approved public in such media as the information website of the municipal department for city appearance and environmental sanitation or the newspapers for convenient use by and supervision of the public.
Article 17 The unit transporting construction garbage shall, before the transport, obtain the Transport Card from the municipal department for city appearance and environmental sanitation by holding the Permit for Transport of Construction Garbage, and the said Card shall be taken on the vehicle for check.
The Transport Card shall be issued by the municipal department for city appearance and environmental sanitation in association with the municipal department for public security and traffic administration.
The construction site, transport route, discharging time and storage field for disposal shall be specified in the Transport Card.
Article 18 The unit engaged in transport of construction garbage shall abide by the following provisions:
(1) To carry construction garbage discharged upon approval;
(2) To transport construction garbage in accordance with the approved loading weight of the transport vehicle, with vehicle being closely sealed, and not to drop and scatter garbage along the way;
(3) To carry with the vehicle the Permit for Transport of Construction Garbage, the Construction Garbage Transport Card and place them in the inner side of the vehicles’ window shield, and consciously accept supervision and inspection;
(4) To drive in light of the transport route and time designated by the public security and traffic department; and
(5) To dump garbage in the designated storage fields for disposal, follow the instructions of the field administrative personnel, and obtain a receipt for future inspection.
Article 19 The establishment of a storage field for disposal of construction garbage shall conform to the planning and the relevant regulations on city appearance and environmental sanitation, environmental protection, land and resources, and the examination and approval procedures shall be gone through in accordance with the regulations.
The municipal department for city appearance and environmental sanitation shall make the approved consumption fields public in such media as the information website of the municipal department for city appearance and environmental sanitation or the newspapers.
Article 20 The following provisions shall be abided by in the storage for disposal of construction garbage:
(1) A solid enclosure wall not less than 2 meters shall be built to enclose the consumption field, and facilities against pollution shall be equipped in the consumption field;
(2) Special persons shall be appointed for management purpose, and the field and facilities shall be kept in good condition, clean and tidy;
(3) A complete storage for disposal registration and receipt system shall be established, and registration shall be made and the receipt shall be issued without delay; and
(4) No industrial garbage, domestic garbage, and poisonous and noxious garbage may be stored for disposal.
Article 21 Where a unit produces construction garbage in housing upgrade, it shall make a declaration to the district department for city appearance and environmental sanitation, temporarily pile up the construction garbage at the place designated by the district department for city appearance and environmental sanitation and cover them tightly, and employ approved transport vehicles to clear and transport e them away without delay.
Where an individual produces construction garbage in housing upgrade, the individual concerned shall make a declaration to the realty service enterprise in advance if realty management system is exercised; if the realty management system is not exercised, the individual concerned shall make a declaration to the sub-district office, temporarily pile up the construction garbage at the place designated by the realty service enterprise or the sub-district office and cover them tightly, and employ approved transport vehicles to clear and transport them away without delay by himself or by consigning the realty service enterprise or the sub-district office .
Any place for temporarily piling up construction garbage, which is designated by the district department for city appearance and environmental sanitation, the sub-district office, or the realty service enterprise, shall not adversely affect urban traffic.
Article 22 The usable black soil and yellow soil produced in construction shall be discharged and transported separately, and be delivered to and placed at the site designated by the municipal department for city appearance and environmental sanitation.
The unit which needs to have construction garbage backfilled or to utilize construction garbage shall, by holding the consent certification of the unit producing such construction garbage, the quantity of construction garbage needed, the information about the employed vehicles and other materials, make a declaration to the municipal department for city appearance and environmental sanitation, and may not have the garbage backfilled or utilized until the declaration has been approved by the municipal department for city appearance and environmental sanitation. The municipal department for city appearance and environmental sanitation shall transfer the information of approval information to the municipal urban management law enforcement department.
A reception and registration system shall be set up for backfilling and using construction garbage, and special persons shall be assigned to register the reception of construction garbage. Upon completion of reception, the record of reception registration shall be submitted to the municipal department for city appearance and environmental sanitation and the municipal urban management law enforcement department for record.
Article 23 The competent administrative departments for city appearance and environmental sanitation, urban management law enforcement , and public security and traffic administration shall, according to their respective duties, set up the system of responsibility for administration of construction garbage, fulfill the supervision responsibility, and exercise supervision and inspection of the discharge, transport and storage for disposal of construction garbage.
The unit being inspected and the person concerned shall offer cooperation, accept inspection and provide the relevant documents and certificates.
Article 24 If the project owner or demolition unit producing construction garbage, in violation of the provisions of these Measures, fails to obtain the Construction Garbage Discharge License and discharges construction garbage without authorizations, the municipal urban management law enforcement department shall order it to make corrections within the specified time limit, give it a warning, and impose a fine of not less than 5,000 Yuan but not more than 30,000 Yuan.
Article 25 If the construction unit, in violation of the provisions of these Measures, commits any of the following acts, the municipal urban management law enforcement department shall impose penalties according to the following provisions:
(1) If it fails to clear and transport away construction garbage, which results in environmental pollution, the said department shall order it to make corrections within the specified time limit, give it a warning, and impose a fine of not less than 1,000 Yuan but not more than 5,000 Yuan.
(2) If it delivers construction garbage for transport to the unit or individual not being approved to engage in transport of construction garbage, the said department shall order it to make corrections within the specified time limit, give it a warning, and impose a fine of not less than 10,000 Yuan but not more than 100,000 Yuan.
(3) If it fails to stiffen the surfaces of the entrances and exits of the construction site, the said department shall order it to make corrections within the specified time limit, and if no correction is made upon expiry of the time limit, impose a fine of not less than 1,000 Yuan but not more than 5,000 Yuan.
(4) If, before the transport vehicle leaves from the construction site, it fails to clean up the outer sides of carriage and tires of the vehicle, the said department shall order it to make corrections within the specified time limit, and impose a fine of not less than 500 Yuan but not more than 1,000 Yuan for each vehicle. If it refuses to accept the penalty and the circumstance is serious, the vehicle in question may be detained.
(5) If it fails to enter into a transportation contract with the unit approved to engage in transport of construction garbage, or fails to submit the transportation contract for record to the district department for city appearance and environmental sanitation and the municipal urban management law enforcement department, the said department shall order it to make corrections within the specified time limit, and impose a fine of not less than 1,000 Yuan but not more than 3,000 Yuan.
(6) If it fails to load construction garbage according to the approved loading weight of the transport vehicle, or loads the garbage over the approved height or weight, or allows the transport vehicle loaded with construction garbage over the approved height or weight or not sealed tightly to leave from the construction site, the said department shall order it to make corrections and impose a fine of not less than 5,000 Yuan but not more than 20,000 Yuan; if the circumstance is serious and it refuses to make corrections, the loading machines may be detained according to law.
Article 26 If the unit engaged in transport of construction garbage , in violation of the provisions of these Measures, commits any of the following acts it shall be ordered to make corrections within the specified time limit, and the municipal urban management law enforcement department shall impose penalties according to the following provisions:
(1) If it transports construction garbage without applying to get the Permit for Transport of Construction Garbage, the said department shall impose a fine of not less than 500 Yuan but not more than 2,000 Yuan for each vehicle.
(2) If it subcontracts the transport of construction garbage, the said department shall impose a fine of not less than 1,000 Yuan but not more than 2,000 Yuan.
(3) If it fails to obtain the Construction Garbage Transport Card from the municipal department for city appearance and environmental sanitation and take the said Card with the vehicle for inspection, the said department shall impose a fine of not less than 200 Yuan but not more than 500 Yuan for each vehicle.
(4) If it uses the vehicle not being equipped with seal devices to transport construction garbage, or the transport vehicle is not sealed tightly, the said department shall impose a fine of 500 Yuan but not more than 1,000 Yuan for each vehicle; if it refuses to accept the penalty and the circumstance is serious, the vehicle in question may be detained.
(5) If it transports the construction garbage not being approved to discharge, the said department shall impose a fine of not less than 200 Yuan but not more than 500 Yuan for each vehicle.
(6) If it drops and scatters construction garbage along the way during the transport, the said department shall impose a fine of not less than 500 Yuan but not more than 1,000 Yuan for each vehicle; if it refuses to accept the penalty and the circumstance is serious, the vehicle in question may be detained.
(7) If it fails to take the Permit for Transport of Construction Garbage and the Transport Card with the vehicle, the said department shall impose a fine of 200 Yuan.
(8) If it dumps construction garbage without authorizations, the said department shall impose a fine of not less than 2,000 Yuan but not more than 5,000 Yuan for each vehicle, and the transport tool in question may be detained.
(9) If it fails to clean up the transport vehicle’ tires, thus resulting in polluting the roads, the said department shall impose a fine of not less than 500 Yuan but not more than 1,000 Yuan for each vehicle; if it refuses s to accept the penalty and the circumstance is serious, the vehicle in question may be detained.
If it deliberately dumps garbage on the urban road, thus resulting in damaging the road surface, the public security department shall impose the penalty upon it according to the Law of the People’s Republic of China on Administrative Penalties for Public Security.
Article 27 If the unit for storing for disposal of garbage consumption，in violation of the provisions of these Measures, commits any of the following act the municipal urban management law enforcement department shall order it to make corrections within the specified time limit and impose penalties according to the following provisions:
(1) If it fails to obtain the Storage for Disposal of Construction Garbage License and stores for disposal of construction garbage without authorizations, the said department shall give it a warning, and impose a fine of not less than 10,000 Yuan but not more than 100,000 Yuan.
(2) If it fails to build an enclosure wall to enclose the consumption field according to the provisions, or fails to equip with anti-pollution facilities, the said department shall impose a fine of not less than 5,000 Yuan but not more than 10,000 Yuan.
(3) If it fails to appoint special persons for management purpose, or fails to keep the field and facilities in good condition, sanitary and clean, the said department shall impose a fine of not less than 1,000 Yuan but not more than 2,000 Yuan.
(4) If it fails to develop a complete registration and receipt system on storage for disposal of construction garbage, or fails to make registration and issue the receipt without delay, the said department shall impose a fine of not less than 500 Yuan but not more than 1,000 Yuan.
(5) If it stores for disposal of industrial garbage, domestic garbage or toxic hazardous garbage, the said department shall impose a fine of not less than 5,000 Yuan but not more than 10,000 Yuan.
If the violation of the provisions of the preceding paragraph of this Article is serious in, the municipal department for city appearance and environmental sanitation may take back the Storage for Disposal of Construction Garbage License.
Article 28 If any unit or individual, in violation of the provisions of these Measures, commits any of the following acts the municipal urban management law enforcement department shall impose penalties according to the following provisions:
(1) If an individual engages in transport of construction garbage, the said department shall order to make corrections and impose a fine of not less than 500 Yuan but not more than 2,000 Yuan for each vehicle.
(2) If the unit or individual alters, buys in and sells, leases or borrows the approval certificates for disposal of construction garbage, the said department shall order to make corrections and impose a fine of not less than 5,000 Yuan but not more than 20,000 Yuan.
(3) If the unit or individual fails to pile up construction garbage produced in housing upgrade at the designated place, or fails to consign the realty service enterprise or the sub-district office to clear and transport away construction garbage instead thereof, the said department shall order to make corrections and impose a fine of not less than 100 Yuan but not more than 500 Yuan.
Article 29 Where any unit engaged in transport of construction garbage fails to make corrections even though it has been given administrative sanctions twice within one year because it loads construction garbage in excess of the approved loading weight of a transport vehicle, drops and scatters garbage along the way, or dumps the garbage randomly, it shall, in addition to the penalties imposed in accordance with the provisions, not be allowed to apply for the Permit for Transport of Construction Garbage in three years.
Article 30 Those who insult or assault administrative law-enforcing officials, or obstruct them from carrying out duties, shall be penalized by the public security department in accordance with the relevant provisions of the Law of the People’s Republic of China on Administrative Penalties for Public Security.
Article 31 Those who violate other provisions of these Measures shall be penalized by the relevant administrative departments in accordance with the regulations concerned.
Article 32 The competent administrative departments for city appearance and environmental sanitation, urban management law enforcement, and pubic security and traffic administration, as well as their staff members, shall perform their functions and duties according to law, and shall not neglect their duties, abuse their powers, or commit illegalities by fraudulent means or for personal gains.
If any one violates the preceding paragraph of this Article and commits any of the following acts, the unit he belongs to or the organ at a higher level shall, according to the seriousness of the case，require the said person to hold accountability or give an administrative sanction; if a crime is constituted, the said person shall be transferred to the judicial organ for investigating for criminal liabilities.
(1) Approving the Construction Garbage Discharge License, the Permit for Transport of Construction Garbage or the Storage for Disposal of Construction Garbage License in violation of the provisions;
(2) Failing to investigate and punish according to law any illegal act of discharging, transporting or storing for disposal of construction garbage without approval;
(3) Failing to transfer the relevant information according to the provisions;
(4) Failing to investigate and punish according to the provisions any illegal act of loading construction garbage by the construction unit; and
(5) Other acts of failing to perform supervisory duties according to law.
Article 33 These Measures shall take effect as of October 20, 2010. The Measures of the Municipality of Harbin for Administration of Urban Construction Garbage promulgated by the municipal people’s government on August 9, 2006 shall be repealed simultaneously.
